Summary
Updated Aug 31, 2026
Carol Swain is Director of NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT). 8 SEC Form 4 filings on record, most recently on 13 June 2026.
Recent Transactions
10Every recent SEC Form 4 transaction Carol Swain has reported, most recent first.
- VINEBROOK HOMES TRUST, INC.D - Derivative transaction
1.1K shares @ --
- VINEBROOK HOMES TRUST, INC.M - Option exercise
2.2K shares @ --
Trading Pattern
InsiderAlpha's records for Carol Swain go back to 2026: 8 primary Form 4 filings, an average of 8.0 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades in the last 12 months at the companies Carol Swain files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
- Dustin David Norris - $263K of NXDT open-market activity in the last 12 months
- Arthur B. Laffer - $14K of NXDT open-market activity in the last 12 months
- Paul Richards - $14K of NXDT open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
Frequently Asked Questions
Who is Carol Swain?
Carol Swain is a corporate insider, tracked as Director of NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT). InsiderAlpha holds 8 primary Form 4 filings for them, the earliest from 2026, updated as new SEC EDGAR filings are processed.
How many SEC Form 4 filings has Carol Swain submitted recently?
2 primary Form 4 filings in the last 90 days, covering 1 company.
Where can I see all of Carol Swain's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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