Updated Jul 16, 2026
Stein Richard L. has filed 1 SEC Form 4 filing across 1 company in the last 90 days.

Richard L. Stein is the Chief Risk Officer at Citizens Financial Group, Inc., where he is responsible for overseeing the company's risk management strategies and ensuring compliance with regulatory requirements. He has extensive experience in risk management and financial services, contributing to the organization's efforts to maintain a strong risk culture.
| Role | Chief Risk Officer |
|---|---|
| Notability | 70/100 |
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-06-16 | CFG | CITIZENS FINANCIAL GROUP INC/RI | F — Tax withholding / forfeiture | 4.9K | $67.65 | $332K |
| 2026-03-03 | CFG | CITIZENS FINANCIAL GROUP INC/RI | F — Tax withholding / forfeiture | 12.3K | $60.19 | $740K |
| 2026-03-03 | CFG | CITIZENS FINANCIAL GROUP INC/RI | A — Grant or award | 13.0K | $0.00 |
Richard L. Stein is the Chief Risk Officer at Citizens Financial Group, Inc., where he is responsible for overseeing the company's risk management strategies and ensuring compliance with regulatory requirements. He has extensive experience in risk management and financial services, contributing to the organization's efforts to maintain a strong risk culture.…
1 primary Form 4 filings in the last 90 days, covering 1 company.
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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