Philip Andrew Smith - SEC Form 4 Insider Trading Activity
Summary
Updated Aug 3, 2026
Philip Andrew Smith has filed 3 SEC Form 4 filings across 1 company in the last 90 days - selling. Lifetime open-market sales: $13.53M.
Profile
Philip Andrew Smith is the Chief Executive Officer at StoneX Group Inc. (SNEX). Smith has reported 6 insider filings with the SEC since 2024. The most recent filing was in July 2026.
| Role | Chief Executive Officer, Director |
|---|---|
| Notability | 40/100 |
Board memberships
- StoneX Group Inc.
Reported roles
- Chief Executive Officer
Trading Pattern
InsiderAlpha's records for Philip Andrew Smith go back to 2024: 6 primary Form 4 filings, an average of 2.0 per year. 3 recorded transactions carry a Rule 10b5-1 flag, meaning they were pre-scheduled under a written trading plan rather than discretionary.
Career & Filing History
Every role Philip Andrew Smith has reported on a Form 4, reconstructed from the filings themselves - reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
- Chief Executive Officer, Director at StoneX Group Inc. (SNEX) - 4 filings, 2026
- Chief Executive Officer at StoneX Group Inc. (SNEX) - 1 filing, 2024
- Insider at StoneX Group Inc. (SNEX) - 1 filing, 2024
Recent Transactions
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-07-24 | SNEX | StoneX Group Inc. | S - Open-market sale [10b5-1] | 45.0K | $74.32 | $3.34M |
| 2026-07-24 | SNEX | StoneX Group Inc. | M - Option exercise [10b5-1] | 45.0K | $8.90 | $400K |
| 2026-07-01 | SNEX | StoneX Group Inc. | S - Open-market sale | 37.5K | $118.75 | $4.45M |
| 2026-07-01 | SNEX | StoneX Group Inc. | M - Option exercise | 37.5K | $13.34 | $500K |
| 2026-07-01 | SNEX | StoneX Group Inc. | S - Open-market sale | 14.0K | $118.67 | $1.67M |
| 2026-05-26 | SNEX | StoneX Group Inc. | S - Open-market sale | 8.5K | $112.72 | $962K |
| 2026-04-14 | SNEX | StoneX Group Inc. | S - Open-market sale | 30.0K | $92.23 | $2.77M |
| 2026-04-14 | SNEX | StoneX Group Inc. | M - Option exercise | 30.0K | $13.34 | $400K |
| 2024-12-17 | SNEX | StoneX Group Inc. | F - Tax withholding / forfeiture | 3.4K | $99.21 | $334K |
| 2024-12-17 | SNEX | StoneX Group Inc. | A - Grant or award | 9.0K | $0.00 | |
| 2024-12-17 | SNEX | StoneX Group Inc. | A - Grant or award | 10.4K | $0.00 | |
| 2024-11-12 | SNEX | StoneX Group Inc. | S - Open-market sale | 3.5K | $97.58 | $342K |
Companies - Last 90 Days
- StoneX Group Inc. (SNEX) - 3 filings, last 2026-07-24
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades at the companies Philip Andrew Smith has recently filed at. Multiple unrelated insiders buying the same stock within a short window - cluster buying - has historically been one of the strongest Form 4 signals.
- Sean Michael Oconnor - $71.42M of SNEX open-market activity in the last 12 months
- William J. Dunaway - $22.55M of SNEX open-market activity in the last 12 months
- Mark Lowry Maurer - $20.46M of SNEX open-market activity in the last 12 months
- Diego Rotsztain - $11.32M of SNEX open-market activity in the last 12 months
- Charles M. Lyon - $4.93M of SNEX open-market activity in the last 12 months
- Abigail H. Perkins - $2.15M of SNEX open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
- Gjorgi Popstefanov
- Adam D. Portnoy
- David Portnoy
- PRUDENTIAL FINANCIAL INC
- PRUDENTIAL INSURANCE CO OF AMERICA
- PUBLIC INVESTMENT FUND
- Qatar Investment Authority
- R01 Fund LP
Frequently Asked Questions
Who is Philip Andrew Smith?
Philip Andrew Smith is the Chief Executive Officer at StoneX Group Inc. (SNEX). Smith has reported 6 insider filings with the SEC since 2024. The most recent filing was in July 2026.…
How many SEC Form 4 filings has Philip Andrew Smith submitted recently?
3 primary Form 4 filings in the last 90 days, covering 1 company.
Has Philip Andrew Smith been buying or selling stock?
Recorded transactions: 0 open-market purchases and 6 open-market sales ($13.53M) across all tracked filings.
Where can I see all of Philip Andrew Smith's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
Learn More
Open the live Philip Andrew Smith profile on InsiderAlpha for real-time alerts, AI-scored trade ideas, and full transaction history.