Brian P. Smith - SEC Form 4 Insider Trading Activity
Summary
Updated Aug 3, 2026
Brian P. Smith has filed 1 SEC Form 4 filing across 1 company in the last 90 days - buying. Lifetime open-market purchases: $443K.
Profile
Brian P. Smith holds the role of President at Sound Point Alternative Income Fund (SAFTX). Smith's filing history also covers Felicitas Private Markets Fund (FPMYX). Smith has reported 2 insider filings with the SEC since 2024. The most recent filing was in May 2026.
| Role | President, Director |
|---|---|
| Notability | 40/100 |
Board memberships
- Sound Point Alternative Income Fund
- Felicitas Private Markets Fund
Reported roles
- President
- President
Track Record
InsiderAlpha computes a forward-return-based score for every insider with enough Form 4 purchase history. The metrics below reflect realised performance after each tracked open-market purchase.
| Total purchases tracked | 4 |
|---|
Trading Pattern
InsiderAlpha's records for Brian P. Smith go back to 2024: 2 primary Form 4 filings, an average of 0.7 per year. The typical open-market purchase is $111K (4 buys totaling $443K). The largest single buy on record is $268K of SAFTX in 2026. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Career & Filing History
Every role Brian P. Smith has reported on a Form 4, reconstructed from the filings themselves - reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
- President, Director at Sound Point Alternative Income Fund (SAFTX) - 1 filing, 2026
- President at Felicitas Private Markets Fund (FPMYX) - 1 filing, 2024
Recent Transactions
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-05-06 | SAFTX | Sound Point Alternative Income Fund | P - Open-market purchase | 2.5K | $20.00 | $50K |
| 2026-05-06 | SAFTX | Sound Point Alternative Income Fund | P - Open-market purchase | 13.4K | $20.00 | $268K |
| 2026-05-06 | SAFTX | Sound Point Alternative Income Fund | P - Open-market purchase | 3.8K | $20.00 | $75K |
| 2024-11-14 | FPMYX | Felicitas Private Markets Fund | P - Open-market purchase | 2.4K | $20.41 | $50K |
Companies - Last 90 Days
- Sound Point Alternative Income Fund (SAFTX) - 1 filing, last 2026-05-06
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades at the companies Brian P. Smith has recently filed at. Multiple unrelated insiders buying the same stock within a short window - cluster buying - has historically been one of the strongest Form 4 signals.
- Kevin Andrew Simonoff - $50K of SAFTX open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
- BROADWOOD PARTNERS, L.P.
- Ronald W. Burkle
- BVF PARTNERS L P/IL
- de Retraite D'Hydro-Quebec Caisse
- Kevin T. Callahan
- Michael Cannon-Brookes
- CANTOR FITZGERALD & CO.
- Fitzgerald, L. P. Cantor
Frequently Asked Questions
Who is Brian P. Smith?
Brian P. Smith holds the role of President at Sound Point Alternative Income Fund (SAFTX). Smith's filing history also covers Felicitas Private Markets Fund (FPMYX). Smith has reported 2 insider filings with the SEC since 2024. The most recent filing was in May 2026.…
How many SEC Form 4 filings has Brian P. Smith submitted recently?
1 primary Form 4 filing in the last 90 days, covering 1 company.
Has Brian P. Smith been buying or selling stock?
Recorded transactions: 4 open-market purchases ($443K) and 0 open-market sales across all tracked filings.
How accurate is Brian P. Smith's historical track record?
Across 4 tracked purchases, Brian P. Smith averaged no 30-day data yet with a win rate pending. InsiderAlpha rates the track record at –/5 stars.
Where can I see all of Brian P. Smith's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
Learn More
Open the live Brian P. Smith profile on InsiderAlpha for real-time alerts, AI-scored trade ideas, and full transaction history.