Saul B. Rosenthal - SEC Form 4 Insider Trading Activity
Summary
Updated Aug 3, 2026
Saul B. Rosenthal has filed 1 SEC Form 4 filing across 1 company in the last 90 days - buying. Lifetime open-market purchases: $20.20M.
Profile
Saul B. Rosenthal is President and COO at Oxford Square Capital Corp. (OXSQ). SEC records also connect Rosenthal to Oxford Park Income Fund, Inc. and Oxford Lane Capital Corp. (OXLC). Rosenthal has reported 3 insider filings with the SEC since 2024. The most recent filing was in May 2026.
| Role | President and COO |
|---|---|
| Notability | 40/100 |
Board memberships
- Oxford Square Capital Corp.
- Oxford Park Income Fund, Inc.
- Oxford Lane Capital Corp.
Reported roles
- President and COO
- President
- President
Awards & honors
- Director at Oxford Lane Capital Corp.
- President at Oxford Lane Capital Corp.
Trading Pattern
InsiderAlpha's records for Saul B. Rosenthal go back to 2024: 3 primary Form 4 filings, an average of 1.0 per year. The typical open-market purchase is $6.73M (3 buys totaling $20.20M). The largest single buy on record is $15.04M of OXLC in 2024. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Career & Filing History
Every role Saul B. Rosenthal has reported on a Form 4, reconstructed from the filings themselves - reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
- President and COO at Oxford Square Capital Corp. (OXSQ) - 1 filing, 2026
- President, Director at Oxford Lane Capital Corp. (OXLC) - 1 filing, 2024
Recent Transactions
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-05-21 | OXSQ | Oxford Square Capital Corp. | P - Open-market purchase | 144.7K | $1.15 | $167K |
| 2026-05-04 | - | Oxford Park Income Fund, Inc. | P - Open-market purchase | 283.9K | $17.61 | $5.00M |
| 2024-12-17 | OXLC | Oxford Lane Capital Corp. | P - Open-market purchase | 2.96M | $5.08 | $15.04M |
Companies - Last 90 Days
- Oxford Square Capital Corp. (OXSQ) - 1 filing, last 2026-05-21
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades at the companies Saul B. Rosenthal has recently filed at. Multiple unrelated insiders buying the same stock within a short window - cluster buying - has historically been one of the strongest Form 4 signals.
- Jonathan H. Cohen - $167K of OXSQ open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
- Nicholas S. Schorsch
- Trygve Seglem
- Lawrence B. Seidman
- Thomas J. Shaw
- Silver Point Capital L.P.
- SilverBay Capital Management LLC
- Michael Simanovsky
- Bob R. Simpson
Frequently Asked Questions
Who is Saul B. Rosenthal?
Saul B. Rosenthal is President and COO at Oxford Square Capital Corp. (OXSQ). SEC records also connect Rosenthal to Oxford Park Income Fund, Inc. and Oxford Lane Capital Corp. (OXLC). Rosenthal has reported 3 insider filings with the SEC since 2024. The most recent filing was in May 2026.…
How many SEC Form 4 filings has Saul B. Rosenthal submitted recently?
1 primary Form 4 filing in the last 90 days, covering 1 company.
Has Saul B. Rosenthal been buying or selling stock?
Recorded transactions: 3 open-market purchases ($20.20M) and 0 open-market sales across all tracked filings.
Where can I see all of Saul B. Rosenthal's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
Learn More
Open the live Saul B. Rosenthal profile on InsiderAlpha for real-time alerts, AI-scored trade ideas, and full transaction history.