Stephen S. Romaine - SEC Form 4 Insider Trading Activity
Summary
Updated Aug 3, 2026
Stephen S. Romaine has filed 2 SEC Form 4 filings across 1 company in the last 90 days.
Profile
Stephen S. Romaine serves as President & CEO of TOMPKINS FINANCIAL CORP (TMP). Romaine has reported 6 insider filings with the SEC since 2024. The most recent filing was in May 2026.
| Role | President & CEO, Director |
|---|---|
| Notability | 40/100 |
Board memberships
- TOMPKINS FINANCIAL CORP
Reported roles
- President & CEO
Awards & honors
- Leadership in financial services
- Strategic growth of Tompkins Financial
Trading Pattern
InsiderAlpha's records for Stephen S. Romaine go back to 2024: 6 primary Form 4 filings, an average of 2.0 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Career & Filing History
Every role Stephen S. Romaine has reported on a Form 4, reconstructed from the filings themselves - reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
- President & CEO, Director at TOMPKINS FINANCIAL CORP (TMP) - 5 filings, 2024 to 2026
- President CEO, Director at TOMPKINS FINANCIAL CORP (TMP) - 1 filing, 2025
Recent Transactions
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-07-30 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 1.5K | $101.25 | $155K |
| 2026-07-30 | TMP | TOMPKINS FINANCIAL CORP | M - Option exercise | 1.7K | $76.90 | $133K |
| 2026-05-20 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 1.6K | $84.18 | $133K |
| 2026-05-20 | TMP | TOMPKINS FINANCIAL CORP | A - Grant or award | 3.1K | $0.00 | |
| 2025-11-14 | TMP | TOMPKINS FINANCIAL CORP | A - Grant or award | 4.6K | $67.79 | $315K |
| 2025-11-12 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 631 | $66.68 | $42K |
| 2025-11-12 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 396 | $66.68 | $26K |
| 2025-11-12 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 370 | $66.68 | $25K |
| 2025-11-12 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 433 | $66.68 | $29K |
| 2025-05-19 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 1.5K | $64.14 | $95K |
| 2024-11-13 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 396 | $73.70 | $29K |
| 2024-11-13 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 370 | $73.70 | $27K |
| 2024-11-13 | TMP | TOMPKINS FINANCIAL CORP | F - Tax withholding / forfeiture | 433 | $73.70 | $32K |
Companies - Last 90 Days
- TOMPKINS FINANCIAL CORP (TMP) - 2 filings, last 2026-07-30
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades at the companies Stephen S. Romaine has recently filed at. Multiple unrelated insiders buying the same stock within a short window - cluster buying - has historically been one of the strongest Form 4 signals.
- Ita M. Rahilly - $200K of TMP open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
- Joseph Stilwell
- William P. Stiritz
- SUMITOMO MITSUI FINANCIAL GROUP, INC.
- Suva
- SUVRETTA CAPITAL MANAGEMENT, LLC
- Donald William Swanson
- Synchron
- Kevin Tang
Frequently Asked Questions
Who is Stephen S. Romaine?
Stephen S. Romaine serves as President & CEO of TOMPKINS FINANCIAL CORP (TMP). Romaine has reported 6 insider filings with the SEC since 2024. The most recent filing was in May 2026.…
How many SEC Form 4 filings has Stephen S. Romaine submitted recently?
2 primary Form 4 filings in the last 90 days, covering 1 company.
Where can I see all of Stephen S. Romaine's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
Learn More
Open the live Stephen S. Romaine profile on InsiderAlpha for real-time alerts, AI-scored trade ideas, and full transaction history.