Summary
Updated Aug 31, 2026
Thomas E. Herman has 4 SEC Form 4 filings on record going back to 2025, most recently on 6 February 2026. Lifetime open-market purchases: $705K. Lifetime open-market sales: $200K.
Recent Transactions
4Every recent SEC Form 4 transaction Thomas E. Herman has reported, most recent first.
- Calamos Aksia Hedged Strategies FundP - Open-market purchase
5.3K shares @ $10.33$55K
- Calamos Aksia Hedged Strategies FundP - Open-market purchase
19.6K shares @ $10.21$200K
- Calamos Aksia Alternative Credit Income FundS - Open-market sale
18.7K shares @ $10.68$200K
- Calamos Aksia Private Equity & Alternatives FundP - Open-market purchase
45.0K shares @ $10.01$450K
Trading Pattern
InsiderAlpha's records for Thomas E. Herman go back to 2025: 4 primary Form 4 filings, an average of 2.0 per year. The typical open-market purchase is $235K (3 buys totaling $705K). Sales side: 1 recorded sale totaling $200K, so the filing history runs buy-heavy by dollar value. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Most Active Insiders Right Now
Thomas E. Herman has no co-filers on record, so these are insiders with the largest open-market activity across the market in the last 90 days.
- WaterBridge Resources LLC - $177.14M of WBI open-market activity in the last 90 days
- David N. Capobianco - $177.14M of WBI open-market activity in the last 90 days
- Insight Holdings Group, LLC - $174.75M of HNGE open-market activity in the last 90 days
- BVF PARTNERS L P - $173.67M of KYMR open-market activity in the last 90 days
- KL Pattern Holdings LP - $166.93M of PTRN open-market activity in the last 90 days
- Silver Lake Partners V DE (AIV), L.P. - $165.05M of DELL open-market activity in the last 90 days
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
Frequently Asked Questions
Who is Thomas E. Herman?
Thomas E. Herman is a corporate insider, tracked as VP and Chief Financial Officer. InsiderAlpha holds 4 primary Form 4 filings for them, the earliest from 2025, updated as new SEC EDGAR filings are processed.
When did Thomas E. Herman last file a Form 4?
The most recent primary Form 4 on record is dated 6 February 2026, one of 4 filings going back to 2025.
Has Thomas E. Herman been buying or selling stock?
Recorded transactions: 3 open-market purchases ($705K) and 1 open-market sale ($200K) across all tracked filings.
Where can I see all of Thomas E. Herman's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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