James P. Conn - SEC Form 4 Insider Trading Activity
Summary
Updated Aug 3, 2026
James P. Conn is a corporate insider tracked by InsiderAlpha. No SEC Form 4 filings recorded in the last 90 days. Lifetime open-market purchases: $29K. Lifetime open-market sales: $5.
Profile
James P. Conn serves as Director of GABELLI DIVIDEND & INCOME TRUST (GDV). Conn has also held reporting roles at GABELLI UTILITY TRUST (GUT.RT). Conn has reported 3 insider filings with the SEC since 2024. The most recent filing was in January 2026.
| Role | Director |
|---|---|
| Notability | 26/100 |
Board memberships
- GABELLI DIVIDEND & INCOME TRUST
- GABELLI UTILITY TRUST
Reported roles
- Director
- Director
Trading Pattern
InsiderAlpha's records for James P. Conn go back to 2024: 3 primary Form 4 filings, an average of 1.0 per year. The typical open-market purchase is $29K (1 buy totaling $29K). The largest single buy on record is $29K of GDV in 2026. Sales side: 1 recorded sale totaling $5, so the filing history runs buy-heavy by dollar value. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Career & Filing History
Every role James P. Conn has reported on a Form 4, reconstructed from the filings themselves - reporting insiders must state their relationship to the issuer (officer title, director seat, or 10% ownership) on every filing.
- Director at GABELLI DIVIDEND & INCOME TRUST (GDV) - 1 filing, 2026
- Director at GABELLI UTILITY TRUST (GUT.RT) - 2 filings, 2024
Recent Transactions
| Date | Ticker | Company | Code | Shares | Price | Value |
|---|---|---|---|---|---|---|
| 2026-01-28 | GDV | GABELLI DIVIDEND & INCOME TRUST | P - Open-market purchase | 1.0K | $28.73 | $29K |
| 2024-10-25 | GUT.RT | GABELLI UTILITY TRUST | J - Other acquisition / disposition | 200 | $5.00 | $1K |
Most Active Insiders Right Now
James P. Conn has no recent co-filers at the same companies, so here are the insiders with the largest open-market activity across the market in the last 90 days.
- MetLife Investment Management, LLC - $1600000.00B of FINS open-market activity in the last 90 days
- Magnetar Financial LLC - $16357.48B of CRWV open-market activity in the last 90 days
- Marianne Okland - $18.46B of STNG open-market activity in the last 90 days
- VisionWave Holdings, Inc. - $14.13B of SVRE open-market activity in the last 90 days
- Vanessa Allen Sutherland - $7.44B of PSX open-market activity in the last 90 days
- AI Alpine (Luxembourg) S.a.r.l. - $2.69B of INIO open-market activity in the last 90 days
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
- JANA Partners Management, LP
- Arun Jeldi
- Jan Philipp Jenisch
- Marc Johnson
- James Jones
- Andrew T. Kaplan
- A. J. Kazimi
- Michael John Kazley
Frequently Asked Questions
Who is James P. Conn?
James P. Conn serves as Director of GABELLI DIVIDEND & INCOME TRUST (GDV). Conn has also held reporting roles at GABELLI UTILITY TRUST (GUT.RT). Conn has reported 3 insider filings with the SEC since 2024. The most recent filing was in January 2026.…
Has James P. Conn been buying or selling stock?
Recorded transactions: 1 open-market purchase ($29K) and 1 open-market sale ($5) across all tracked filings.
Where can I see all of James P. Conn's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
Learn More
Open the live James P. Conn profile on InsiderAlpha for real-time alerts, AI-scored trade ideas, and full transaction history.