Summary
Updated Aug 31, 2026
James C. K. Chen files SEC Form 4 reports at Virtus Artificial Intelligence & Technology Opportunities Fund (AIO). 2 SEC Form 4 filings on record, most recently on 26 August 2026. Most recent open-market trade: sold $7K of AIO on 26 August 2026. Lifetime open-market sales: $300K.
Recent Transactions
6Every recent SEC Form 4 transaction James C. K. Chen has reported, most recent first.
$AIO Virtus Artificial Intelligence & Technology Opportunities Fund
S - Open-market sale250 shares @ $26.21$7K
$AIO Virtus Artificial Intelligence & Technology Opportunities Fund
S - Open-market sale7.4K shares @ $26.16$193K
$AIO Virtus Artificial Intelligence & Technology Opportunities Fund
S - Open-market sale3.9K shares @ $26.12$101K
$AIO Virtus Artificial Intelligence & Technology Opportunities Fund
D - Derivative transaction250 shares @ $26.21$7K
$AIO Virtus Artificial Intelligence & Technology Opportunities Fund
D - Derivative transaction7.4K shares @ $26.16$193K
$AIO Virtus Artificial Intelligence & Technology Opportunities Fund
D - Derivative transaction3.9K shares @ $26.12$101K
Trading Pattern
InsiderAlpha's records for James C. K. Chen go back to 2026: 2 primary Form 4 filings, an average of 2.0 per year. No transaction on record carries a Rule 10b5-1 flag - the filings look discretionary rather than pre-scheduled, which makes their timing more informative as a signal.
Other Insiders Active in the Same Stocks
Insiders who reported open-market trades in the last 12 months at the companies James C. K. Chen files at. Multiple unrelated insiders buying the same stock within a short window, cluster buying, has historically been one of the strongest Form 4 signals.
- Justin Kass - $774K of AIO open-market activity in the last 12 months
- Stephen B. Jue - $263K of AIO open-market activity in the last 12 months
- William Patrick Bradley III - $43K of AIO open-market activity in the last 12 months
More Notable Insiders
Other corporate insiders with significant SEC Form 4 track records on InsiderAlpha:
Frequently Asked Questions
Who is James C. K. Chen?
James C. K. Chen is a corporate insider of Virtus Artificial Intelligence & Technology Opportunities Fund (AIO). InsiderAlpha holds 2 primary Form 4 filings for them, the earliest from 2026, updated as new SEC EDGAR filings are processed.
How many SEC Form 4 filings has James C. K. Chen submitted recently?
2 primary Form 4 filings in the last 90 days, covering 1 company.
Has James C. K. Chen been buying or selling stock?
Recorded transactions: 0 open-market purchases and 3 open-market sales ($300K) across all tracked filings.
Where can I see all of James C. K. Chen's SEC filings?
All Form 4 filings, transaction values, and 10b5-1 plan flags are listed on this page and updated in real time as new SEC EDGAR filings are processed.
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