Upland Software, Inc. (UPLD)
$4.74+$0.07 (+1.51%) Today
John T. McDonald - OfficerUpland Software Inc is a software company. It provides cloud-based software applications in three categories: Knowledge Management that provides solutions designed to help organizations capture, organize, and distribute information to employees and customers. Content Lifecycle and Workflow Automation offers solutions that support document management, compliance, and process efficiency across various industries. Digital Marketing solutions that provides tools for audience engagement, campaign management, and content distribution across digital channels. Geographically, the company has operations in the U.S., United Kingdom and Canada, of which United States derives maximum revenue.
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 6 | 5,847 | $26K |
| Grant or award | 4 | 669,999 | |
| Tax withholding / forfeiture | 3 | 57,051 |
Dollar totals are shown for open-market purchases and sales only. Grants, option exercises, gifts and tax withholding are reported by share count because they are not trades at a market price.
42 Form 4 filings on record, the earliest from Nov 4, 2024, newest first. Filing history page 2 of 2.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Dan Doman - Officer | Tax withholding / forfeiture | Common Stock | 11,643 | $45.10 | $53K | |
| John T. McDonald - Officer | Tax withholding / forfeiture | Common Stock | 17,833 | $45.10 | $80K | |
| Matthew Harnden Smith - Officer | Tax withholding / forfeiture | Common Stock | 6,197 | $45.10 | $28K | |
| Karen Cummings - Officer | Tax withholding / forfeiture | Common Stock | 7,812 | $45.10 | $35K | |
| John T. McDonald - Officer | Option exercise | Common Stock | 187,500 | $0.00 | - | |
| John T. McDonald - Officer | Tax withholding / forfeiture | Common Stock | 73,781 | $44.50 | $328K | |
| John T. McDonald - Officer | Option exercise | Common Stock | 125,000 | $0.00 | - | |
| John T. McDonald - Officer | Tax withholding / forfeiture | Common Stock | 49,188 | $48.90 | $241K | |
| John T. McDonald - Officer | Option exercise | Common Stock | 187,500 | $0.00 | - | |
| John T. McDonald - Officer | Tax withholding / forfeiture | Common Stock | 73,781 | $53.10 | $392K | |
| John T. McDonald - Officer | Option exercise | Performance Share Unit | 187,500 | $0.00 | - | |
| John T. McDonald - Officer | Option exercise | Performance Share Unit | 125,000 | $0.00 | - | |
| John T. McDonald - Officer | Option exercise | Performance Share Unit | 187,500 | $0.00 | - | |
| John T. McDonald - Officer | Option exercise | Common Stock | 156,250 | $0.00 | - | |
| John T. McDonald - Officer | Tax withholding / forfeiture | Common Stock | 61,484 | $43.70 | $269K | |
| John T. McDonald - Officer | Option exercise | Common Stock | 31,250 | $0.00 | - | |
| John T. McDonald - Officer | Tax withholding / forfeiture | Common Stock | 12,297 | $40.00 | $49K | |
| John T. McDonald - Officer | Option exercise | Common Stock | 62,500 | $0.00 | - | |
| John T. McDonald - Officer | Tax withholding / forfeiture | Common Stock | 24,594 | $43.20 | $106K | |
| John T. McDonald - Officer | Option exercise | Performance Share Unit | 156,250 | $0.00 | - | |
| John T. McDonald - Officer | Option exercise | Performance Share Unit | 31,250 | $0.00 | - | |
| John T. McDonald - Officer | Option exercise | Performance Share Unit | 62,500 | $0.00 | - | |
| Timothy Mattox - Director | Open-market sale | Common Stock | 2,000 | $26.36 | $5K | |
| Timothy Mattox - Director | Open-market sale | Common Stock | 18,000 | $25.03 | $45K | |
| Stephen E. Courter - Director | Grant or award | Common Stock | 25,000 | $0.00 | - | |
| David May - Director | Grant or award | Common Stock | 25,000 | $0.00 | - | |
| David H. S. Chung - Director | Grant or award | Common Stock | 25,000 | $0.00 | - | |
| Teresa Miles Walsh - Director | Grant or award | Common Stock | 25,000 | $0.00 | - | |
| Timothy Mattox - Director | Grant or award | Common Stock | 25,000 | $0.00 | - |
This is as far as the anonymous view goes. Create a free account for all 42 UPLD filings on record.
A Form 144 is notice of an INTENDED sale, not a completed one. It often precedes the Form 4 that reports the trade actually happening.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| TIMOTHY WILLIAM MATTOX | Director | 848 | $4K | View on EDGAR | |
| TIMOTHY WILLIAM MATTOX | Director | 1,000 | $4K | View on EDGAR | |
| TIMOTHY WILLIAM MATTOX | Director | 1,000 | $5K | View on EDGAR |
Upland Software, Inc. (UPLD) had 9 insider filings in the last 90 days, with the most recent on 2026-08-18. The full record for UPLD runs to 42 Form 4 filings, the earliest from 2024-11-04. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
No insider purchases of UPLD were filed in the last 90 days.
6 insider sales of UPLD were filed in the last 90 days, totaling $26K.
This page tracks UPLD Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
Real-time Form 4 alerts, AI-scored daily trade ideas and 10b5-1 plan flags.
