SWK Holdings Corp (SWKH) Insider Trading & SEC Filings
Last SEC filing
SWK Holdings Corp (SWKH) - no SEC Form 4 insider filings recorded in the last 90 days. InsiderAlpha tracks every SWKH SEC filing - Form 4, Form 144, and 8-K - in real time, including Rule 10b5-1 plan detection.
About SWK Holdings Corp (SWKH)
SWK Holdings Corp trades under the ticker SWKH. InsiderAlpha tracks 6 primary SEC Form 4 filings from 5 reporting insiders for SWKH since 2024, sourced directly from SEC EDGAR.
| SEC CIK | 0001089907 |
|---|
Recent SWKH Insider Transactions (Form 4)
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 8.63M | $0.00 | - | SEC | |
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 399.6K | $0.00 | - | SEC | |
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 62.1K | $0.00 | - | SEC | |
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 62.1K | $0.00 | - | SEC | |
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 62.1K | $0.00 | - | SEC | |
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 2.5K | $0.00 | - | SEC | |
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 8.49M | $0.00 | - | SEC | |
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 8.49M | $0.00 | - | SEC | |
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 8.49M | $0.00 | - | SEC | |
| Carlson Capital, L.P. | Insider | J - Other acquisition / disposition | 12.3K | $0.00 | - | SEC | |
| Robert K. Hatcher | Director | A - Grant or award | 3.9K | $14.26 | $55K | SEC | |
| Jerry Albright | Director | A - Grant or award | 3.9K | $14.26 | $55K | SEC | |
| Laurie L. Dotter | Director | A - Grant or award | 3.9K | $14.26 | $55K | SEC | |
| Joe David Staggs Jr. | PRESIDENT | M - Option exercise | 18.8K | $12.50 | $234K | SEC | |
| Joe David Staggs Jr. | PRESIDENT | M - Option exercise | 15.0K | $9.61 | $144K | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for SWK Holdings Corp (SWKH). Updated in real time as new filings are submitted to the SEC.
Recent SWKH Form 8-K Material Events
- - Item 1.01, 1.02, 2.01, 3.01, 3.03, 5.01, 5.02, 5.03, 9.01 · Acquisition · neutral [SEC]
SWK Holdings Corporation completed its previously announced merger with Runway Growth Finance Corp. on April 6, 2026. Under the merger agreement, SWK shareholders received either 1.7264 shares of RWAY common stock or $20.59 in cash per share, with the company becoming a subsidiar - - Item 5.07 · Acquisition · neutral [SEC]
SWK Holdings Corporation held a special stockholder meeting on March 31, 2026, to vote on the adoption of a merger agreement with Runway Growth Finance Corp. (RWAY). The filing reports the voting results for the merger proposal, with 93.06% of outstanding shares represented at th
Recent Insider Filings
- - Carlson Capital, L.P. (Insider)
- - Jerry Albright (Director)
- - Robert K. Hatcher (Director)
- - Laurie L. Dotter (Director)
- - Joe David Staggs Jr. (PRESIDENT)
Form 4 Transaction Code Reference
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in SWKH insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
SWKH Insider Trading - FAQ
- What is the latest insider trade for SWKH?
- SWK Holdings Corp (SWKH) had 0 insider filings in the last 90 days, with the most recent on 2026-04-08. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
- How many insiders are buying SWKH stock?
- 0 insider purchases of SWKH were filed in the last 90 days.
- How many insiders are selling SWKH stock?
- 0 insider sales of SWKH were filed in the last 90 days.
- Where can I see SWKH SEC filings (Form 4, 10-K, 10-Q, 8-K)?
- This page tracks SWKH Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Learn More
- What is SEC Form 4?
- How to read insider buying signals
- Rule 10b5-1 trading plans explained
- The cluster buying signal
Open the live SWKH dashboard on InsiderAlpha for real-time alerts, charting, and full historical filing search.