Oportun Financial Corp (OPRT)

Data as of Sep 14, 2026, from SEC Form 4 filings.

XNASFINANCE SERVICESNet insider selling (90d)Watch OPRT

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Latest OPRT insider trades

Joseph Andrew Schueller - Officer
Open-market sale$22K
Sep 10, 2026
Joseph Andrew Schueller - Officer
Open-market sale$218
Sep 11, 2026

About Oportun Financial Corp (OPRT)

Oportun Financial Corp is engaged in providing financial services to people who either do not have a credit score or who may have a limited credit history. The company offers Personal Loans, Auto Loans, unsecured personal loans, and secured personal loans, and provides deposit accounts, debit card services, and other transaction services to its customers. Its product offerings include small-dollar, unsecured installment loans and other products and services.

Headquarters: SAN MATEO, CA
Employees: 1,528
Listed: 2019
Exchange: XNAS
Sector: Financials

https://www.oportun.com SEC filings for OPRT on EDGAR

OPRT Form 4 activity by transaction type, last 90 days

Form 4 transaction type	Transactions	Shares	Total value
Open-market sale	3	7,082	$55K
Grant or award	9	660,460

Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.

OPRT insider transactions (Form 4)

33 Form 4 filings on record, the earliest from Dec 2, 2024, newest first. Filing history page 1 of 2.

Date	Insider	Transaction	Security	Shares	Price	Value
Sep 10, 2026	Joseph Andrew Schueller - Officer	Open-market sale	Common Stock	2,831^{footnote F1}	$7.80^{footnote F2}	$22K
Sep 11, 2026	Joseph Andrew Schueller - Officer	Open-market sale	Common Stock	28^{footnote F1}	$7.80^{footnote F3}	$218
Footnote F1 (shares): Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. Footnote F2 (price): Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.825 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange… Full note on SEC EDGAR Footnote F3 (price): All shares were sold at the same price of $7.7975.
Sep 10, 2026	Kathleen I. Layton - Officer	Open-market sale	Common Stock	4,223^{footnote F1}	$7.80^{footnote F2}	$33K
Footnote F1 (shares): Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit. Footnote F2 (price): Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange… Full note on SEC EDGAR
Sep 10, 2026	Sean A. Rowles - Officer	Grant or award	Common Stock	382,653^{footnote F1}	-^{footnote F2}	-
Sep 10, 2026	Sean A. Rowles - Officer	Grant or award	Performance Stock Units	127,551	-^{footnote F4}	-
Footnote F1 (shares): The Restricted Stock Units (RSU) vest over 3 years, 33.33% will vest on the first anniversary of the grant date and 8 quarterly installments thereafter, subject to the continued service of the Reporting Person on each vesting date. Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock. Footnote F4 (price): Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.
Aug 19, 2026	Scott Scheirman - Director	Grant or award	Common Stock	20,869^{footnote F1}	-^{footnote F2}	-
Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Aug 11, 2026	Warren Wilcox - Director	Grant or award	Common Stock	20,869^{footnote F1}	-^{footnote F2}	-
Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Aug 11, 2026	Louis Miramontes - Director	Grant or award	Common Stock	25,042^{footnote F1}	-^{footnote F2}	-
Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Aug 11, 2026	Carlos Minetti - Director	Grant or award	Common Stock	20,869^{footnote F1}	-^{footnote F2}	-
Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Aug 11, 2026	Mohit Daswani - Director	Grant or award	Common Stock	20,869^{footnote F1}	-^{footnote F2}	-
Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Aug 11, 2026	Ginny Lee - Director	Grant or award	Common Stock	20,869^{footnote F1}	-^{footnote F2}	-
Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Aug 11, 2026	Richard N. Tambor - Director	Grant or award	Common Stock	20,869^{footnote F1}	-^{footnote F2}	-
Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Jun 15, 2026	Richard N. Tambor - Director	Gift	Common Stock	36,127	-^{footnote F1}	-
Jun 15, 2026	Richard N. Tambor - Director	Gift	Common Stock	36,127	-^{footnote F2}	-
Jun 15, 2026	Richard N. Tambor - Director	Gift	Common Stock	36,127	-^{footnote F2}	-
Jun 15, 2026	Richard N. Tambor - Director	Gift	Common Stock	36,127	-^{footnote F1}	-
Footnote F1 (price): Represents a transfer of securities by the Reporting Person to the Richard Tambor Revocable Living Trust dated January 6, 2026, for which the Reporting Person is the trustee. Footnote F2 (price): Represents a transfer of securities by the Reporting Person to The Dorsey Grant Revocable Living Trust dated January 6, 2026. The Reporting Person is not the trustee but may be deemed to beneficially own the shares held by the trust.
Jun 10, 2026	Douglas K. Bland - Officer	Grant or award	Common Stock	463,822^{footnote F1}	-^{footnote F2}	-
Jun 10, 2026	Douglas K. Bland - Officer	Grant or award	Performance Stock Units	463,822^{footnote F3}	-^{footnote F4}	-
Footnote F1 (shares): The Restricted Stock Units (RSU) vest over 3 years, 33% will vest on the first anniversary of the grant date and 8 quarterly installments thereafter, subject to the continued service of the Reporting Person on each vesting date. Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock. Footnote F3 (shares): Represents Performance-Based RSU (PSU) that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on… Full note on SEC EDGAR Footnote F4 (price): Each PSU represents the right to receive, at settlement, one share of common stock.
Mar 10, 2026	Patrick Kirscht - Officer	Open-market sale	Common Stock	14,172	$4.90^{footnote F1}	$69K
Mar 10, 2026	Patrick Kirscht - Officer	Open-market sale	Common Stock	19,362	$4.90^{footnote F1}	$95K
Mar 10, 2026	Patrick Kirscht - Officer	Grant or award	Common Stock	75,047^{footnote F2}	-^{footnote F3}	-
Mar 10, 2026	Patrick Kirscht - Officer	Grant or award	Performance Stock Units	37,524^{footnote F4}	-^{footnote F5}	-
Mar 10, 2026	Patrick Kirscht - Officer	Open-market sale	Common Stock	12,099	$4.90^{footnote F1}	$59K
Mar 10, 2026	Patrick Kirscht - Officer	Open-market sale	Common Stock	8,666	$4.90^{footnote F1}	$42K
Footnote F1 (price): Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange… Full note on SEC EDGAR Footnote F2 (shares): The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date. Footnote F3 (price): Each RSU represents the right to receive, at settlement, one share of common stock. Footnote F4 (shares): Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative… Full note on SEC EDGAR Footnote F5 (price): Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.
Mar 10, 2026	Raul Vazquez - Officer	Tax withholding / forfeiture	Common Stock	32,787	-^{footnote F1}	-
Mar 10, 2026	Raul Vazquez - Officer	Tax withholding / forfeiture	Common Stock	18,190	-^{footnote F1}	-
Mar 10, 2026	Raul Vazquez - Officer	Tax withholding / forfeiture	Common Stock	21,094	-^{footnote F1}	-
Mar 10, 2026	Raul Vazquez - Officer	Tax withholding / forfeiture	Common Stock	18,260	-^{footnote F1}	-
Footnote F1 (price): No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
Mar 10, 2026	Kathleen I. Layton - Officer	Open-market sale	Common Stock	1,398	$4.90^{footnote F1}	$7K
Mar 10, 2026	Kathleen I. Layton - Officer	Grant or award	Common Stock	70,357^{footnote F2}	-^{footnote F3}	-
Mar 10, 2026	Kathleen I. Layton - Officer	Grant or award	Performance Stock Units	35,179^{footnote F4}	-^{footnote F5}	-
Mar 10, 2026	Kathleen I. Layton - Officer	Open-market sale	Common Stock	5,556	$4.90^{footnote F1}	$27K
Mar 10, 2026	Kathleen I. Layton - Officer	Open-market sale	Common Stock	12,401	$4.90^{footnote F1}	$61K
Footnote F1 (price): Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange… Full note on SEC EDGAR Footnote F2 (shares): The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date. Footnote F3 (price): Each RSU represents the right to receive, at settlement, one share of common stock. Footnote F4 (shares): Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative… Full note on SEC EDGAR Footnote F5 (price): Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.
Sep 10, 2025	Joseph Andrew Schueller - Officer	Grant or award	Common Stock	28,090	-	-
Sep 10, 2025	Kathleen I. Layton - Officer	Open-market sale	Common Stock	4,214	$6.64	$28K
Aug 21, 2025	Louis Miramontes - Director	Grant or award	Common Stock	3,644	-	-
Aug 19, 2025	Warren Wilcox - Director	Grant or award	Common Stock	18,041	-	-
Jul 18, 2025	Jo Ann Barefoot - Director	Grant or award	Common Stock	18,090	-	-
Jul 18, 2025	Ginny Lee - Director	Grant or award	Common Stock	18,090	-	-
Jul 18, 2025	Mohit Daswani - Director	Grant or award	Common Stock	18,090	-	-
Jul 18, 2025	Louis Miramontes - Director	Grant or award	Common Stock	18,090	-	-
Jul 18, 2025	Sandra Adele Smith - Director	Grant or award	Common Stock	18,090	-	-
Jul 18, 2025	Richard N. Tambor - Director	Grant or award	Common Stock	18,090	-	-
Jul 18, 2025	Carlos Minetti - Director	Grant or award	Common Stock	18,090	-	-
Dec 13, 2024	Mohit Daswani - Director	Open-market purchase	Common Stock	7,420	$3.90	$29K
Dec 13, 2024	Carlos Minetti - Director	Open-market purchase	Common Stock	15,000	$3.89	$58K
Dec 11, 2024	R. Neil Williams - Director	Open-market purchase	Common Stock	25,000	$3.87	$97K
Dec 10, 2024	Patrick Kirscht - Officer	Open-market sale	Common Stock	8,403	$3.80	$32K

Recent OPRT Form 8-K filings

Read OPRT company news

Sep 11, 2026Item 5.02, 8.01, 9.01

Read the filing on SEC EDGAR

Aug 25, 2026Item 5.02, 9.01

Read the filing on SEC EDGAR

Aug 13, 2026Item 5.02, 5.07, 9.01

Read the filing on SEC EDGAR

Aug 5, 2026Item 2.02, 9.01

Recent OPRT Form 144 notices of proposed sale

An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.

Filed	Filer	Relationship	Shares	Market value	Notice
Sep 11, 2026	Schueller Joseph Andrew	Officer	2,859	$22K	View on EDGAR
Sep 10, 2026	Layton Kathleen I.	Officer	4,223

OPRT insider trading FAQ

What is the latest insider trade for OPRT?

Oportun Financial Corp (OPRT) had 10 insider filings in the last 90 days, with the most recent on 2026-09-14. The full record for OPRT runs to 33 Form 4 filings, the earliest from 2024-12-02. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.

How many insiders are buying OPRT stock?

No insider purchases of OPRT were filed in the last 90 days. 6 purchases are on record for this company.

How many insiders are selling OPRT stock?

3 insider sales of OPRT were filed in the last 90 days, totaling $55K.

Where can I see OPRT SEC filings (Form 4, 10-K, 10-Q, 8-K)?

This page collects OPRT Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.

More Financials companies with insider activity

Recent insider filings

The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.

Sep 14, 2026 - Joseph Andrew Schueller view on EDGAR
Sep 14, 2026 - Kathleen I. Layton view on EDGAR
Sep 14, 2026 - Sean A. Rowles view on EDGAR
Aug 20, 2026 - Scott Scheirman view on EDGAR
Aug 13, 2026 - Warren Wilcox view on EDGAR
Aug 13, 2026 - Louis Miramontes view on EDGAR
Aug 13, 2026 - Carlos Minetti view on EDGAR
Aug 13, 2026 - Mohit Daswani view on EDGAR
Aug 13, 2026 - Ginny Lee view on EDGAR

Related companies with recent insider activity

Learn more

Insider selling: signal or noise?: Why most insider sales are routine, and the few patterns worth a second look.
Form 144 vs Form 4: A Form 144 announces a planned sale; the Form 4 reports it after it happens.
Insider activity in Financials: Where OPRT's peers are being bought and sold.
Every recent Form 4: The market-wide feed, updated as filings arrive from SEC EDGAR.

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Form 4 transaction type

Transactions

Total value

Open-market sale

7,082

$55K

Grant or award

660,460

Date

Insider

Transaction

Security

Price

Value

Sep 10, 2026

Joseph Andrew Schueller - Officer

Open-market sale

Common Stock

2,831^{footnote F1}

$7.80^{footnote F2}

$22K

Sep 11, 2026

Joseph Andrew Schueller - Officer

Open-market sale

Common Stock

28^{footnote F1}

$7.80^{footnote F3}

$218

Footnote F1 (shares): Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.
Footnote F2 (price): Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.825 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange… Full note on SEC EDGAR
Footnote F3 (price): All shares were sold at the same price of $7.7975.

Sep 10, 2026

Kathleen I. Layton - Officer

Open-market sale

Common Stock

4,223^{footnote F1}

$7.80^{footnote F2}

$33K

Footnote F1 (shares): Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.
Footnote F2 (price): Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.84 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange… Full note on SEC EDGAR

Sep 10, 2026

Sean A. Rowles - Officer

Grant or award

Common Stock

382,653^{footnote F1}

-^{footnote F2}

Sep 10, 2026

Sean A. Rowles - Officer

Grant or award

Performance Stock Units

127,551

-^{footnote F4}

Footnote F1 (shares): The Restricted Stock Units (RSU) vest over 3 years, 33.33% will vest on the first anniversary of the grant date and 8 quarterly installments thereafter, subject to the continued service of the Reporting Person on each vesting date.
Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Footnote F4 (price): Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

Aug 19, 2026

Scott Scheirman - Director

Grant or award

Common Stock

20,869^{footnote F1}

-^{footnote F2}

Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR
Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.

Aug 11, 2026

Warren Wilcox - Director

Grant or award

Common Stock

20,869^{footnote F1}

-^{footnote F2}

Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR
Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.

Aug 11, 2026

Louis Miramontes - Director

Grant or award

Common Stock

25,042^{footnote F1}

-^{footnote F2}

Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR
Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.

Aug 11, 2026

Carlos Minetti - Director

Grant or award

Common Stock

20,869^{footnote F1}

-^{footnote F2}

Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR
Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.

Aug 11, 2026

Mohit Daswani - Director

Grant or award

Common Stock

20,869^{footnote F1}

-^{footnote F2}

Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR
Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.

Aug 11, 2026

Ginny Lee - Director

Grant or award

Common Stock

20,869^{footnote F1}

-^{footnote F2}

Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR
Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.

Aug 11, 2026

Richard N. Tambor - Director

Grant or award

Common Stock

20,869^{footnote F1}

-^{footnote F2}

Footnote F1 (shares): Represents an award of restricted stock units (RSUs) that will vest one-fourth on each of November 11, 2026, February 11, 2027, May 11, 2027, and upon the earlier of (i) the date immediately preceding the Issuer's 2027 annual stockholder meeting or (ii) August 11, 2027, subject… Full note on SEC EDGAR
Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.

Jun 15, 2026

Richard N. Tambor - Director

Gift

Common Stock

36,127

-^{footnote F1}

Jun 15, 2026

Richard N. Tambor - Director

Gift

Common Stock

36,127

-^{footnote F2}

Jun 15, 2026

Richard N. Tambor - Director

Gift

Common Stock

36,127

-^{footnote F2}

Jun 15, 2026

Richard N. Tambor - Director

Gift

Common Stock

36,127

-^{footnote F1}

Footnote F1 (price): Represents a transfer of securities by the Reporting Person to the Richard Tambor Revocable Living Trust dated January 6, 2026, for which the Reporting Person is the trustee.
Footnote F2 (price): Represents a transfer of securities by the Reporting Person to The Dorsey Grant Revocable Living Trust dated January 6, 2026. The Reporting Person is not the trustee but may be deemed to beneficially own the shares held by the trust.

Jun 10, 2026

Douglas K. Bland - Officer

Grant or award

Common Stock

463,822^{footnote F1}

-^{footnote F2}

Jun 10, 2026

Douglas K. Bland - Officer

Grant or award

Performance Stock Units

463,822^{footnote F3}

-^{footnote F4}

Footnote F1 (shares): The Restricted Stock Units (RSU) vest over 3 years, 33% will vest on the first anniversary of the grant date and 8 quarterly installments thereafter, subject to the continued service of the Reporting Person on each vesting date.
Footnote F2 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Footnote F3 (shares): Represents Performance-Based RSU (PSU) that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on… Full note on SEC EDGAR
Footnote F4 (price): Each PSU represents the right to receive, at settlement, one share of common stock.

Mar 10, 2026

Patrick Kirscht - Officer

Open-market sale

Common Stock

14,172

$4.90^{footnote F1}

$69K

Mar 10, 2026

Patrick Kirscht - Officer

Open-market sale

Common Stock

19,362

$4.90^{footnote F1}

$95K

Mar 10, 2026

Patrick Kirscht - Officer

Grant or award

Common Stock

75,047^{footnote F2}

-^{footnote F3}

Mar 10, 2026

Patrick Kirscht - Officer

Grant or award

Performance Stock Units

37,524^{footnote F4}

-^{footnote F5}

Mar 10, 2026

Patrick Kirscht - Officer

Open-market sale

Common Stock

12,099

$4.90^{footnote F1}

$59K

Mar 10, 2026

Patrick Kirscht - Officer

Open-market sale

Common Stock

8,666

$4.90^{footnote F1}

$42K

Footnote F1 (price): Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange… Full note on SEC EDGAR
Footnote F2 (shares): The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date.
Footnote F3 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Footnote F4 (shares): Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative… Full note on SEC EDGAR
Footnote F5 (price): Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

Mar 10, 2026

Raul Vazquez - Officer

Tax withholding / forfeiture

Common Stock

32,787

-^{footnote F1}

Mar 10, 2026

Raul Vazquez - Officer

Tax withholding / forfeiture

Common Stock

18,190

-^{footnote F1}

Mar 10, 2026

Raul Vazquez - Officer

Tax withholding / forfeiture

Common Stock

21,094

-^{footnote F1}

Mar 10, 2026

Raul Vazquez - Officer

Tax withholding / forfeiture

Common Stock

18,260

-^{footnote F1}

Footnote F1 (price): No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.

Mar 10, 2026

Kathleen I. Layton - Officer

Open-market sale

Common Stock

1,398

$4.90^{footnote F1}

$7K

Mar 10, 2026

Kathleen I. Layton - Officer

Grant or award

Common Stock

70,357^{footnote F2}

-^{footnote F3}

Mar 10, 2026

Kathleen I. Layton - Officer

Grant or award

Performance Stock Units

35,179^{footnote F4}

-^{footnote F5}

Mar 10, 2026

Kathleen I. Layton - Officer

Open-market sale

Common Stock

5,556

$4.90^{footnote F1}

$27K

Mar 10, 2026

Kathleen I. Layton - Officer

Open-market sale

Common Stock

12,401

$4.90^{footnote F1}

$61K

Footnote F1 (price): Weighted average price. These shares were sold in multiple transactions at prices ranging from $4.805 to $4.995 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange… Full note on SEC EDGAR
Footnote F2 (shares): The Restricted Stock Units (RSU) vest in 3 equal annual installments from the vesting commencement date of March 10, 2026, subject to the continued service of the Reporting Person on each vesting date.
Footnote F3 (price): Each RSU represents the right to receive, at settlement, one share of common stock.
Footnote F4 (shares): Represents PSUs that are eligible to vest based on a one-year performance period for Economic ROA (as defined in the PSU Award Agreement). Earned PSUs will be deferred until the end of year three, at which point they will be subject to a modifier based on the Issuer's relative… Full note on SEC EDGAR
Footnote F5 (price): Each Performance-Based RSU (PSU) represents the right to receive, at settlement, one share of common stock.

Sep 10, 2025

Joseph Andrew Schueller - Officer

Grant or award

Common Stock

28,090

Sep 10, 2025

Kathleen I. Layton - Officer

Open-market sale

Common Stock

4,214

$6.64

$28K

Aug 21, 2025

Louis Miramontes - Director

Grant or award

Common Stock

3,644

Aug 19, 2025

Warren Wilcox - Director

Grant or award

Common Stock

18,041

Jul 18, 2025

Jo Ann Barefoot - Director

Grant or award

Common Stock

18,090

Jul 18, 2025

Ginny Lee - Director

Grant or award

Common Stock

18,090

Jul 18, 2025

Mohit Daswani - Director

Grant or award

Common Stock

18,090

Jul 18, 2025

Louis Miramontes - Director

Grant or award

Common Stock

18,090

Jul 18, 2025

Sandra Adele Smith - Director

Grant or award

Common Stock

18,090

Jul 18, 2025

Richard N. Tambor - Director

Grant or award

Common Stock

18,090

Jul 18, 2025

Carlos Minetti - Director

Grant or award

Common Stock

18,090

Dec 13, 2024

Mohit Daswani - Director

Open-market purchase

Common Stock

7,420

$3.90

$29K

Dec 13, 2024

Carlos Minetti - Director

Open-market purchase

Common Stock

15,000

$3.89

$58K

Dec 11, 2024

R. Neil Williams - Director

Open-market purchase

Common Stock

25,000

$3.87

$97K

Dec 10, 2024

Patrick Kirscht - Officer

Open-market sale

Common Stock

8,403

$3.80

$32K

Filed

Filer

Relationship

Market value

Notice

Sep 11, 2026

Schueller Joseph Andrew

Officer

2,859

$22K

View on EDGAR

Sep 10, 2026

Layton Kathleen I.

Officer

4,223