Updated Jul 16, 2026 · Last SEC filing 2026-06-23
NOVAVAX INC (NVAX) has filed 9 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-06-23. 2 Form 8-K material event filings were reported by NVAX in the last 90 days. 2 Form 144 notices of proposed sale were filed for NVAX stock. InsiderAlpha tracks every NVAX SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SEC CIK | 0001000694 |
|---|
| Form 4 filings (90d) | 9 |
|---|---|
| Form 8-K filings (90d) | 2 |
| Form 144 notices (90d) | 2 |
| Latest Form 4 filing | 2026-06-23 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| MOTT DAVID M | Director | M — Option exercise | 18.9K | — | — | SEC | |
| Rodgers Richard J | Director | M — Option exercise | 18.9K | — | — | SEC | |
| DOUGLAS RICHARD | Director | M — Option exercise | 18.9K | — | — | SEC | |
| Alton Gregg H | Director | M — Option exercise | 18.9K | — | — | SEC | |
| MCGLYNN MARGARET G | Director | M — Option exercise | 18.9K | — | — | SEC | |
| King Rachel K. | Director | M — Option exercise | 18.9K | — | — | SEC | |
| Newton Charles W. | Director | M — Option exercise | 9.5K | $0.00 | — | SEC | |
| Shiver John W. | Director | M — Option exercise | 7.9K | $0.00 | — | SEC | |
| Kelly James Patrick | EVP, CFO and Treasurer | M — Option exercise | 12.2K | $0.00 | — | SEC | |
| Kelly James Patrick | EVP, CFO and Treasurer | F — Tax withholding / forfeiture | 5.9K | $9.98 | $59K | SEC | |
| Kelly James Patrick | EVP, CFO and Treasurer | M — Option exercise | 43.2K | $0.00 | — | SEC | |
| Jacobs John C | President and CEO | F — Tax withholding / forfeiture | 69.3K | $9.49 | $658K | SEC | |
| Kelly James Patrick | EVP, CFO and Treasurer | F — Tax withholding / forfeiture | 20.9K | $9.49 | $198K | SEC | |
| Casey Mark J | EVP, Chief Legal Officer | F — Tax withholding / forfeiture | 11.4K | $9.49 | $108K | SEC | |
| Casey Mark J | EVP, Chief Legal Officer | M — Option exercise | 37.5K | $0.00 | — | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for NOVAVAX INC (NVAX). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| DOUGLAS RICHARD | 4 | — |
| Newton Charles W. | 4 | — |
| MOTT DAVID M | 4 | — |
| King Rachel K. | 4 | — |
| Rodgers Richard J | 4 | — |
Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in NVAX insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
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