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About Nu Holdings Ltd. (NU)
The SEC lists Nu Holdings Ltd. under CIK 0001691493, in finance services. We track it alongside the rest of the Financials sector.
NU Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Open-market sale | 5 | 386,707 | $6.00M |
| Grant or award | 13 | 1,640,117 | |
| Tax withholding / forfeiture | 3 | 67,234 |
Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.
NU insider transactions (Form 4)
3328 Form 4 filings on record, the earliest from Mar 26, 2026, newest first.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Open-market sale | Class A ordinary shares ("Class A Shares") | 25,000 | $15.01 | $375K | ||
| Sarah K. Wilson - Officer | Grant or award | Class A ordinary shares ("Class A Shares") | 1,430,908 footnote F1 | $0.00 | - | |
| ||||||
| Open-market sale | Class A ordinary shares ("Class A Shares") | 25,000 | $15.00 | $375K | ||
| Open-market sale | Class A Shares | 65,000 | $14.71 footnote F2 | $956K | ||
| ||||||
| Diego Piacentini - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 1,356 | $0.00 | - | |
| Mejia Luis Alberto Moreno - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 1,017 | $0.00 | - | |
| Anita M. Sands - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 1,356 | $0.00 | - | |
| Douglas M. Leone - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 1,356 | $0.00 | - | |
| Henrique Camossa Saldanha Fragelli - Officer | Open-market sale | Class A ordinary shares ("Class A Shares") | 221,707 | $15.81 footnote F1 | $3.51M | |
| ||||||
| Open-market sale | Class A ordinary shares ("Class A Shares") | 50,000 | $15.80 | $790K | ||
| David Marcus - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 25,290 | $0.00 | - | |
| Jacqueline D. Reses - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 27,096 | $0.00 | - | |
| Diego Piacentini - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 23,483 | $0.00 | - | |
| Anita M. Sands - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 30,709 | $0.00 | - | |
| Douglas M. Leone - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 25,290 | $0.00 | - | |
| Mejia Luis Alberto Moreno - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 25,290 | $0.00 | - | |
| Peres Rogerio Paulo Calderon - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 23,483 | $0.00 | - | |
| Thuan Pham - Director | Grant or award | Class A ordinary shares ("Class A Shares") | 23,483 | $0.00 | - | |
| Henrique Camossa Saldanha Fragelli - Officer | Tax withholding / forfeiture | Class A ordinary shares ("Class A Shares") | 13,496 | $13.39 | $181K | |
| Tax withholding / forfeiture | Class A ordinary shares ("Class A Shares") | 45,690 | $13.39 | $612K | ||
| Tax withholding / forfeiture | Class A ordinary shares ("Class A Shares") | 8,048 | $13.39 | $108K | ||
| Robert Philip Livingston - Officer | Grant or award | Class A ordinary shares ("Class A Shares") | 2,194,587 footnote F1 | $0.00 | - | |
| ||||||
| Anita M. Sands - Director | Open-market sale | Class A ordinary shares ("Class A Shares") | 21,000 | $12.24 footnote F1 | $257K | |
| ||||||
| Henrique Camossa Saldanha Fragelli - Officer | Tax withholding / forfeiture | Class A ordinary shares ("Class A Shares") | 11,991 | $14.44 | $173K | |
| Guilherme Marques Lago - Officer | Tax withholding / forfeiture | Class A ordinary shares ("Class A Shares") | 24,348 | $14.44 | $352K | |
| Tax withholding / forfeiture | Class A ordinary shares ("Class A Shares") | 8,264 | $14.44 | $119K | ||
| Tax withholding / forfeiture | Class A ordinary shares ("Class A Shares") | 45,690 | $14.44 | $660K | ||
| Henrique Camossa Saldanha Fragelli - Officer | Option exercise | Employee Stock Option (right to buy) | 1,767,000 | $0.00 | - | |
| Henrique Camossa Saldanha Fragelli - Officer | Option exercise | Employee Stock Option (right to buy) | 594,450 | $0.00 | - | |
| Henrique Camossa Saldanha Fragelli - Officer | Option exercise | Class A Shares | 594,450 | $0.43 | $255K | |
| Henrique Camossa Saldanha Fragelli - Officer | Option exercise | Class A ordinary shares ("Class A Shares") | 1,767,000 | $0.29 | $516K | |
| Open-market sale | Class A ordinary shares ("Class A Shares") | 220,000 | $14.82 footnote F1 | $3.26M | ||
| Open-market sale | Class A Shares | 80,000 | $14.81 footnote F3 | $1.18M | ||
| ||||||
Recent NU Form 144 notices of proposed sale
3An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.
| Filed | Filer | Relationship | Shares | Market value | Notice |
|---|---|---|---|---|---|
| THE CRISTINA H Z J REVOCABLE TRUST U/A DTD 10/24/2025 | Officer | 25,000 | $336K | View on EDGAR | |
| CRISTINA HELENA ZINGARETTI JUNQUEIRA | Officer | 65,000 |
NU insider trading FAQ
What is the latest insider trade for NU?
Nu Holdings Ltd. (NU) had 20 insider filings in the last 90 days, with the most recent on 2026-10-07. The full record for NU runs to 28 Form 4 filings, the earliest from 2026-03-26. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying NU stock?
No insider purchases of NU were filed in the last 90 days.
How many insiders are selling NU stock?
5 insider sales of NU were filed in the last 90 days, totaling $6.00M.
Where can I see NU SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects NU Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Cristina Helena Zingaretti Junqueira view on EDGAR
- - Sarah K. Wilson view on EDGAR
- - Cristina Helena Zingaretti Junqueira view on EDGAR
- - Diego Piacentini view on EDGAR
- - Mejia Luis Alberto Moreno view on EDGAR
- - Anita M. Sands view on EDGAR
- - Douglas M. Leone view on EDGAR
- - Henrique Camossa Saldanha Fragelli view on EDGAR
- - Cristina Helena Zingaretti Junqueira view on EDGAR
Related companies with recent insider activity
Learn more
- Insider selling: signal or noise?
- Why most insider sales are routine, and the few patterns worth a second look.
- Form 144 vs Form 4
- A Form 144 announces a planned sale; the Form 4 reports it after it happens.
- Insider activity in Financials
- Where NU's peers are being bought and sold.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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