Updated Jul 16, 2026 · Last SEC filing 2026-05-22
HOULIHAN LOKEY, INC. (HLI) has filed 18 SEC Form 4 insider transactions in the last 90 days, with the most recent on 2026-05-22. 1 Form 8-K material event filings were reported by HLI in the last 90 days. 1 Form 144 notices of proposed sale were filed for HLI stock. InsiderAlpha tracks every HLI SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.
| SIC classification | Investment Advice (SIC 6282) |
|---|---|
| SEC CIK | 0001302215 |
| Form 4 filings (90d) | 18 |
|---|---|
| Form 8-K filings (90d) | 1 |
| Form 144 notices (90d) | 1 |
| Latest Form 4 filing | 2026-05-22 |
| Date | Insider | Role | Transaction | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| Mund Ronald Scott | Director | A — Grant or award | 476 | $0.00 | — | SEC | |
| Walker Cyrus D. | Director | A — Grant or award | 996 | $0.00 | — | SEC | |
| ZUBER PAUL ANDREW | Director | A — Grant or award | 797 | $0.00 | — | SEC | |
| SCHRIESHEIM ROBERT A | Director | A — Grant or award | 1.1K | $0.00 | — | SEC | |
| BEISER SCOTT L | CO-CHAIRMAN | J — Other acquisition / disposition | 6.3K | $0.00 | — | SEC | |
| BEISER SCOTT L | CO-CHAIRMAN | S — Open-market sale | 6.3K | $150.26 | $941K | SEC | |
| Zucker Gillian Beth | Director | A — Grant or award | 996 | $0.00 | — | SEC | |
| Bassey Ekpedeme M | Director | A — Grant or award | 797 | $0.00 | — | SEC | |
| CRAIN CHRISTOPHER M | GENERAL COUNSEL | J — Other acquisition / disposition [10b5-1] | 500 | $0.00 | — | SEC | |
| CRAIN CHRISTOPHER M | GENERAL COUNSEL | S — Open-market sale [10b5-1] | 500 | $143.40 | $72K | SEC | |
| SCHRIESHEIM ROBERT A | Director | S — Open-market sale | 5.0K | $170.86 | $854K | SEC | |
| Mund Ronald Scott | Insider | A — Grant or award | 483 | $0.00 | — | SEC | |
| GOLD IRWIN | CO-CHAIRMAN | S — Open-market sale | 6.8K | $202.75 | $1.38M | SEC | |
| GOLD IRWIN | CO-CHAIRMAN | J — Other acquisition / disposition | 6.8K | $0.00 | — | SEC | |
| CRAIN CHRISTOPHER M | GENERAL COUNSEL | J — Other acquisition / disposition | 500 | $0.00 | — | SEC |
All transactions sourced from SEC EDGAR Form 4 filings for HOULIHAN LOKEY, INC. (HLI). Updated in real time as new filings are submitted to the SEC.
| Insider | Form 4 filings | Total transaction value |
|---|---|---|
| ALLEY J LINDSEY | 4 | $448K |
| BEISER SCOTT L | 4 | $1.92M |
| Adelson Scott Joseph | 4 | $1.67M |
| SIEGERT PAUL ERIC | 3 | $1.41M |
| CRAIN CHRISTOPHER M | 3 | $317K |
Form 144 must be filed before insiders sell restricted or control stock above SEC thresholds. A cluster of Form 144 notices often precedes a wave of insider distribution.
SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in HLI insider filings:
| P | Open-market purchase by the insider |
|---|---|
| S | Open-market sale by the insider |
| A | Grant, award, or other acquisition from the issuer |
| M | Exercise or conversion of derivative security (e.g. options) |
| F | Payment of exercise price or tax liability via share withholding |
| G | Bona-fide gift of securities |
| D | Disposition to the issuer (e.g. share buyback participation) |
| J | Other acquisition or disposition |
| X | Exercise of in-the-money or at-the-money derivative security |
| C | Conversion of derivative security |
| V | Transaction voluntarily reported earlier than required |
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