Guggenheim Active Allocation Fund (GUG)
Latest GUG Insider Trades
About Guggenheim Active Allocation Fund (GUG)
Guggenheim Active Allocation Fund is a diversified closed-end management investment company. The Fund's investment objective is to maximize total return through a combination of current income and capital appreciation. The Fund represents a single operating segment. Its products are Mutual Funds, Wealth Management SMAS, Institutional SMAS, ETFS, UITS, UCITS, CIT, Closed-End Funds, Private Funds, Rydex Funds, and Variable Insurance Funds.
- 2021
- XNYS
https://www.guggenheiminvestments.comSEC filings for GUG on EDGAR
90-Day SEC Filing Activity
No Form 4 activity for GUG in the last 90 days.
GUG Insider Transactions (Form 4)
44 Form 4 filings on record, the earliest from Oct 4, 2024, newest first.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Randall C. Barnes | Open-market sale | Common Stock | 3,000 | $15.85 |
GUG Insider Trading - FAQ
What is the latest insider trade for GUG?
Guggenheim Active Allocation Fund (GUG) has filed no insider reports in the last 90 days. The most recent on record is dated 2026-03-09. The full record for GUG runs to 4 Form 4 filings, the earliest from 2024-10-04. InsiderAlpha tracks every Form 4, Form 144, and 8-K filing in real time.
How many insiders are buying GUG stock?
No insider purchases of GUG were filed in the last 90 days. 2 purchases are on record for this company.
How many insiders are selling GUG stock?
No insider sales of GUG were filed in the last 90 days. 2 sales are on record for this company.
Where can I see GUG SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page tracks GUG Form 4 insider transactions, Form 144 sale notices, and 8-K material event disclosures in one timeline. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
How can I follow GUG insider buys?
Create a free InsiderAlpha account and press Watch on this page to add GUG to your watchlist. A free account also opens the full scored daily plan with every past day and 3 months of price history. No card is required. Sign up at https://insideralpha.ai/register.
More Companies with Insider Activity
Recent Insider Filings
4Every Form 4 below links to the original document on SEC EDGAR, so the numbers on this page can be checked against the filing they came from.
- - Randall C. Barnes view on EDGAR
- - Ronald Nyberg view on EDGAR
- - Ronald E. Toupin Jr. view on EDGAR
- - Randall C. Barnes view on EDGAR
Learn More
- What is SEC Form 4?
- The filing insiders must submit within two business days of a trade, and how to read its transaction codes.
- Insider activity by sector
- Where buying and selling is concentrated across the eleven GICS sectors.
- Every recent Form 4
- The full market-wide feed, updated as filings arrive from SEC EDGAR.
Track GUG insider activity as it files
Real-time Form 4 alerts, AI-scored daily trade ideas and 10b5-1 plan flags.
