Guggenheim Active Allocation Fund (GUG)
Data as of , from SEC Form 4 filings.
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About Guggenheim Active Allocation Fund (GUG)
Guggenheim Active Allocation Fund is a diversified closed-end management investment company. The Fund's investment objective is to maximize total return through a combination of current income and capital appreciation. The Fund represents a single operating segment. Its products are Mutual Funds, Wealth Management SMAS, Institutional SMAS, ETFS, UITS, UCITS, CIT, Closed-End Funds, Private Funds, Rydex Funds, and Variable Insurance Funds.
- 2021
- NYSE
https://www.guggenheiminvestments.comSEC filings for GUG on EDGAR
GUG Form 4 activity by transaction type, last 90 days
No Form 4 activity for GUG in the last 90 days.
GUG insider transactions (Form 4)
44 Form 4 filings on record, the earliest from Oct 4, 2024, newest first.
| Traded | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Randall C. Barnes | Open-market sale | Common Stock | 3,000 | $15.85 | $48K | |
| Ronald Nyberg | Open-market purchase | Common Stock | 1,305 | $15.15 | $20K | |
| Ronald E. Toupin Jr. | Open-market purchase | Common Stock | 1,500 | $15.10 | $23K | |
| Randall C. Barnes | Open-market sale | Common Stock | 500 | $16.45 | $8K |
GUG insider trading FAQ
What is the latest insider trade for GUG?
Guggenheim Active Allocation Fund (GUG) has filed no insider reports in the last 90 days. The most recent on record is dated 9 March 2026. The full record for GUG runs to 4 Form 4 filings, the earliest from 4 October 2024. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying GUG stock?
No insider purchases of GUG were filed in the last 90 days. 2 purchases are on record for this company.
How many insiders are selling GUG stock?
No insider sales of GUG were filed in the last 90 days. 2 sales are on record for this company.
Where can I see GUG SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects GUG Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
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Recent insider filings
4The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Randall C. Barnes view on EDGAR
- - Ronald Nyberg view on EDGAR
- - Ronald E. Toupin Jr. view on EDGAR
- - Randall C. Barnes view on EDGAR
Learn more
- What the Form 4 transaction codes mean
- Grants, option exercises, gifts and tax withholding are not trades on the market. The codes say which is which.
- Insider activity by sector
- Where insider buying and selling is concentrated across the eleven GICS sectors.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
Follow GUG with a 7-day demo
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- Every GUG Form 4 filing on record
- Up to 3 months of GUG price history
- The daily trading plan of ranked insider buys, on a delay, with the plan archive
