Guggenheim Active Allocation Fund (GUG) Insider Trading & SEC Filings

Updated Jul 16, 2026 · Last SEC filing 2026-03-09

Guggenheim Active Allocation Fund (GUG) — no SEC Form 4 insider filings recorded in the last 90 days. InsiderAlpha tracks every GUG SEC filing — Form 4, Form 144, and 8-K — in real time, including Rule 10b5-1 plan detection.

About Guggenheim Active Allocation Fund (GUG)

SEC CIK	0001864208

Recent GUG Insider Transactions (Form 4)

Date	Insider	Role	Transaction	Shares	Price	Value	Filing
2026-03-06	Barnes Randall C	Insider	S — Open-market sale	3.0K	$15.85	$48K	SEC
2025-05-05	NYBERG RONALD	Insider	P — Open-market purchase	1.3K	$15.15	$20K	SEC
2025-04-01	TOUPIN RONALD E JR	Insider	P — Open-market purchase	1.5K	$15.10	$23K	SEC
2024-10-03	Barnes Randall C	Insider	S — Open-market sale	500	$16.45	$8K	SEC

All transactions sourced from SEC EDGAR Form 4 filings for Guggenheim Active Allocation Fund (GUG). Updated in real time as new filings are submitted to the SEC.

Recent Insider Filings

2026-03-09 — Barnes Randall C (Insider)
2025-05-05 — NYBERG RONALD (Insider)
2025-04-01 — TOUPIN RONALD E JR (Insider)
2024-10-04 — Barnes Randall C (Insider)

Form 4 Transaction Code Reference

SEC Form 4 transactions are reported with a one-letter code indicating the type of transaction. Common codes you'll see in GUG insider filings:

P	Open-market purchase by the insider
S	Open-market sale by the insider
A	Grant, award, or other acquisition from the issuer
M	Exercise or conversion of derivative security (e.g. options)
F	Payment of exercise price or tax liability via share withholding
G	Bona-fide gift of securities
D	Disposition to the issuer (e.g. share buyback participation)
J	Other acquisition or disposition
X	Exercise of in-the-money or at-the-money derivative security
C	Conversion of derivative security
V	Transaction voluntarily reported earlier than required

GUG Insider Trading — FAQ

What is the latest insider trade for GUG?: Guggenheim Active Allocation Fund (GUG) had 0 insider filings in the last 90 days, with the most recent on 2026-03-09. InsiderAlpha tracks every Form 4, 10-K, 10-Q, and 8-K filing in real time.
How many insiders are buying GUG stock?: 0 insider purchases of GUG were filed in the last 90 days.
How many insiders are selling GUG stock?: 0 insider sales of GUG were filed in the last 90 days.
Where can I see GUG SEC filings (Form 4, 10-K, 10-Q, 8-K)?: InsiderAlpha aggregates every GUG SEC filing — Form 4 insider transactions, 10-K and 10-Q quarterly reports, and 8-K material event disclosures — in one timeline.

Learn More

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