Great Elm Capital Corp. (GECC)
Data as of , from SEC Form 4 filings.
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About Great Elm Capital Corp. (GECC)
GECC Form 4 activity by transaction type, last 90 days
| Form 4 transaction type | Transactions | Shares | Total value |
|---|---|---|---|
| Grant or award | 4 | 25,101 | |
| Tax withholding / forfeiture | 2 | 6,423 | |
| Other acquisition / disposition | 1 | 111,958 |
Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.
GECC insider transactions (Form 4)
5224 Form 4 filings on record, the earliest from Dec 23, 2024, newest first.
| Date | Insider | Transaction | Security | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Great Elm Group, Inc. - 10% Owner | Other | Common Stock | 111,958 | $0.00 | - | |
| Keri Davis - Officer | Grant or award | Common Stock | 7,646 | $0.00 | - | |
| Keri Davis - Officer | Grant or award | Common Stock | 1,372 | $0.00 | - | |
| Keri Davis - Officer | Tax withholding / forfeiture | Common Stock | 2,972 | $5.37 | $16K | |
| Adam M. Kleinman - Officer | Grant or award | Common Stock | 15,292 | $0.00 | - | |
| Adam M. Kleinman - Officer | Grant or award | Common Stock | 791 | $0.00 | - | |
| Adam M. Kleinman - Officer | Tax withholding / forfeiture | Common Stock | 3,451 | $5.37 | $19K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Other | Common Stock | 180,000 | $5.45 | $981K | |
| Matthew D. Kaplan - Officer | Open-market purchase | Common Stock | 19,650 footnote F1 | $7.64 | $150K | |
| ||||||
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 1,696 | $11.45 | $19K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 2,313 | $11.45 | $26K | |
| Keri Davis - Officer | Grant or award | Common Stock | 3,820 | $0.00 | - | |
| Keri Davis - Officer | Grant or award | Common Stock | 1,406 | $0.00 | - | |
| Keri Davis - Officer | Tax withholding / forfeiture | Common Stock | 2,725 | $11.43 | $31K | |
| Matthew D. Kaplan - Officer | Grant or award | Common Stock | 37,117 | $0.00 | - | |
| Matthew D. Kaplan - Officer | Grant or award | Common Stock | 1,055 | $0.00 | - | |
| Matthew D. Kaplan - Officer | Tax withholding / forfeiture | Common Stock | 8,211 | $11.43 | $94K | |
| Adam M. Kleinman - Officer | Grant or award | Common Stock | 5,458 | $0.00 | - | |
| Adam M. Kleinman - Officer | Grant or award | Common Stock | 156 | $0.00 | - | |
| Adam M. Kleinman - Officer | Tax withholding / forfeiture | Common Stock | 1,361 | $11.43 | $16K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 48,248 | $11.45 | $552K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 1,490 | $11.45 | $17K | |
| Great Elm Group, Inc. - 10% Owner | Other | Common Stock | 16,612 | $0.00 | - | |
| Great Elm Group, Inc. - 10% Owner | Other | Common Stock | 63,189 | $0.00 | - | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 100 | $11.45 | $1K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 14,737 | $11.45 | $169K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 20,938 | $11.45 | $240K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 25,711 | $11.20 | $288K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 21,472 | $11.20 | $240K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 26,705 | $11.20 | $299K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 17,956 | $11.20 | $201K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 363 | $11.20 | $4K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 7,793 | $11.20 | $87K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 38,793 | $10.95 | $425K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 3,129 | $10.95 | $34K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 8,661 | $10.95 | $95K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 11,852 | $10.95 | $130K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 3,218 | $10.95 | $35K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 2,642 | $11.20 | $30K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 7,288 | $10.97 | $80K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 2,714 | $11.00 | $30K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 13,324 | $10.95 | $146K | |
| Great Elm Strategic Partnership I, LLC - 10% Owner | Open-market sale | Common Stock | 11,021 | $10.95 | $121K | |
| Richard M. Cohen | Open-market purchase | Common Stock | 5,000 | $11.18 | $56K | |
| Richard M. Cohen | Open-market purchase | Common Stock | 3,100 | $10.95 | $34K | |
| Richard M. Cohen | Open-market purchase | Common Stock | 36 | $11.01 | $396 | |
| Richard M. Cohen | Open-market purchase | Common Stock | 1,000 | $10.64 | $11K | |
| Richard M. Cohen | Open-market purchase | Common Stock | 1,500 | $10.74 | $16K | |
| Richard M. Cohen | Open-market purchase | Common Stock | 1,500 | $10.83 | $16K | |
| Richard M. Cohen | Open-market purchase | Common Stock | 2,500 | $11.12 | $28K | |
| Richard M. Cohen | Open-market purchase | Common Stock | 3,500 | $11.13 | $39K | |
| Great Elm Group, Inc. | Other | Common Stock | 2,643 | $10.22 | $27K | |
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Item 8.01, 9.01
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Item 5.07
GECC insider trading FAQ
What is the latest insider trade for GECC?
Great Elm Capital Corp. (GECC) had 3 insider filings in the last 90 days, with the most recent on 2026-09-23. The full record for GECC runs to 24 Form 4 filings, the earliest from 2024-12-23. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.
How many insiders are buying GECC stock?
No insider purchases of GECC were filed in the last 90 days. 9 purchases are on record for this company.
How many insiders are selling GECC stock?
No insider sales of GECC were filed in the last 90 days. 23 sales are on record for this company.
Where can I see GECC SEC filings (Form 4, 10-K, 10-Q, 8-K)?
This page collects GECC Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.
More companies with insider activity
Recent insider filings
10The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.
- - Great Elm Group, Inc. view on EDGAR
- - Keri Davis view on EDGAR
- - Adam M. Kleinman view on EDGAR
- - Great Elm Strategic Partnership I, LLC view on EDGAR
- - Matthew D. Kaplan view on EDGAR
- - Great Elm Strategic Partnership I, LLC view on EDGAR
- - Keri Davis view on EDGAR
- - Matthew D. Kaplan view on EDGAR
- - Adam M. Kleinman view on EDGAR
Learn more
- What the Form 4 transaction codes mean
- Grants, option exercises, gifts and tax withholding are not trades on the market. The codes say which is which.
- Insider activity by sector
- Where insider buying and selling is concentrated across the eleven GICS sectors.
- Every recent Form 4
- The market-wide feed, updated as filings arrive from SEC EDGAR.
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