AvePoint, Inc. (AVPT)

Data as of Oct 8, 2026, from SEC Form 4 filings.

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Latest AVPT insider trades

Brian Michael Brown - Officer
Open-market sale$438K
Oct 6, 2026
Brian Michael Brown - Officer
Open-market sale$141K
Sep 30, 2026

About AvePoint, Inc. (AVPT)

AvePoint Inc is a provider of modern data protection, enabling organizations to secure, govern, and operationalize data at scale across cloud ecosystems. Customers rely on the AvePoint Confidence Platform to reduce risk, improve operational efficiency, and accelerate digital transformation as it adopt cloud collaboration and artificial intelligence (AI)-driven developed tools and workflows. Its products and services are sold throughout the world, through direct and indirect sales channels.

Headquarters: JERSEY CITY, NJ
Employees: 3,443
Listed: 2021
Exchange: XNAS
Sector: Information Technology

https://www.avepoint.com SEC filings for AVPT on EDGAR

AVPT Form 4 activity by transaction type, last 90 days

Form 4 transaction type	Transactions	Shares	Total value
Open-market sale	7	128,894	$1.83M
Tax withholding / forfeiture	16	40,493
Bona-fide gift	1	36,000

Dollar totals cover purchases and sales only (codes P and S). Grants, option exercises, gifts and tax withholding are counted in shares, because none of them is a trade at a market price.

AVPT insider transactions (Form 4)

112 Form 4 filings on record, the earliest from Oct 1, 2024, newest first. Filing history page 1 of 3.

Date	Insider	Transaction	Security	Shares	Price	Value
Oct 6, 2026	Brian Michael Brown - Officer	Open-market sale	Common Stock	28,894^{footnote F1}	$15.15	$438K
Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
Sep 30, 2026	Brian Michael Brown - Officer	Open-market sale	Common Stock	10,000^{footnote F1}	$14.11	$141K
Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
Sep 23, 2026	Brian Michael Brown - Officer	Open-market sale	Common Stock	10,000^{footnote F1}	$13.07	$131K
Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
Sep 11, 2026	Tianyi Jiang - Officer	Tax withholding / forfeiture	Common Stock	2,914^{footnote F2}	$12.66	$37K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Sep 11, 2026	Xunkai Gong - Officer	Tax withholding / forfeiture	Common Stock	3,137^{footnote F2}	$12.66	$40K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Sep 11, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	6,120^{footnote F2}	$12.66	$77K
Sep 14, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	2,517^{footnote F2}	$13.60	$34K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Sep 11, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	5,010^{footnote F2}	$12.66	$63K
Sep 14, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	1,875^{footnote F2}	$13.60	$26K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Sep 4, 2026	Tianyi Jiang - Officer	Tax withholding / forfeiture	Common Stock	968^{footnote F2}	$13.43	$13K
Sep 4, 2026	Tianyi Jiang - Officer	Tax withholding / forfeiture	Common Stock	3,422^{footnote F2}	$13.43	$46K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Sep 4, 2026	Xunkai Gong - Officer	Tax withholding / forfeiture	Common Stock	1,041^{footnote F2}	$13.43	$14K
Sep 4, 2026	Xunkai Gong - Officer	Tax withholding / forfeiture	Common Stock	3,683^{footnote F2}	$13.43	$49K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Sep 4, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	388^{footnote F2}	$13.43	$5K
Sep 4, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	1,369^{footnote F2}	$13.43	$18K
Sep 4, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	3,957^{footnote F2}	$13.43	$53K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Sep 4, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	277^{footnote F2}	$13.43	$4K
Sep 4, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	981^{footnote F2}	$13.43	$13K
Sep 4, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	2,834^{footnote F2}	$13.43	$38K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Sep 1, 2026	Tianyi Jiang - Officer	Gift	Common Stock	36,000^{footnote F2}	$13.50	$486K
Footnote F2 (shares): Exempt transaction consisting of a charitable gift to Cornell University (the "Gift") and which involves no payment of consideration by the recipient. The Gift is the third of five to be gifted annually through June 30, 2028, with each installment in an amount not less than… Full note on SEC EDGAR
Aug 27, 2026	Brian Michael Brown - Officer	Open-market sale	Common Stock	60,000^{footnote F1}	$14.20	$852K
Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
Aug 24, 2026	Brian Michael Brown - Officer	Open-market sale	Common Stock	10,000^{footnote F1}	$13.30	$133K
Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
Jul 28, 2026	Brian Michael Brown - Officer	Open-market sale	Common Stock	4,824^{footnote F1}	$13.08	$63K
Jul 29, 2026	Brian Michael Brown - Officer	Open-market sale	Common Stock	5,176^{footnote F1}	$13.06	$68K
Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
Jul 14, 2026	Brian Michael Brown - Officer	Open-market sale	Common Stock	8,369^{footnote F1}	$13.00	$109K
Jul 15, 2026	Brian Michael Brown - Officer	Open-market sale	Common Stock	31,631^{footnote F1}	$13.18	$417K
Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
Jun 18, 2026	Brian Michael Brown - Officer	Option exercise	Common Stock	50,492	$10.41	$526K
Jun 18, 2026	Brian Michael Brown - Officer	Option exercise	Stock Option (Right to Buy)	50,492	$0.00	-
Jun 22, 2026	Xunkai Gong - Officer	Option exercise	Stock Option (Right to Buy)	205,913	$0.00	-
Jun 22, 2026	Xunkai Gong - Officer	Option exercise	Stock Option (Right to Buy)	743,529	$0.00	-
Jun 22, 2026	Xunkai Gong - Officer	Option exercise	Common Stock	205,913	$9.97	$2.05M
Jun 22, 2026	Xunkai Gong - Officer	Option exercise	Common Stock	743,529	$9.97	$7.41M
Jun 12, 2026	Tianyi Jiang - Officer	Tax withholding / forfeiture	Common Stock	2,914^{footnote F2}	$10.87	$32K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Jun 12, 2026	Xunkai Gong - Officer	Tax withholding / forfeiture	Common Stock	3,788^{footnote F2}	$10.87	$41K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Jun 12, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	6,120^{footnote F2}	$10.87	$67K
Jun 12, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	2,517^{footnote F2}	$10.87	$27K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Jun 12, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	5,010^{footnote F2}	$10.87	$54K
Jun 12, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	1,875^{footnote F2}	$10.87	$20K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Jun 5, 2026	Tianyi Jiang - Officer	Tax withholding / forfeiture	Common Stock	3,423^{footnote F2}	$10.74	$37K
Jun 5, 2026	Tianyi Jiang - Officer	Tax withholding / forfeiture	Common Stock	969^{footnote F2}	$10.74	$10K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Jun 5, 2026	Xunkai Gong - Officer	Tax withholding / forfeiture	Common Stock	1,259^{footnote F2}	$10.74	$14K
Jun 5, 2026	Xunkai Gong - Officer	Tax withholding / forfeiture	Common Stock	4,449^{footnote F2}	$10.74	$48K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Jun 5, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	388^{footnote F2}	$10.74	$4K
Jun 5, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	3,957^{footnote F2}	$10.74	$42K
Jun 5, 2026	James Caci - Officer	Tax withholding / forfeiture	Common Stock	1,369^{footnote F2}	$10.74	$15K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Jun 5, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	2,835^{footnote F2}	$10.74	$30K
Jun 5, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	981^{footnote F2}	$10.74	$11K
Jun 5, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	278^{footnote F2}	$10.74	$3K
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Jun 4, 2026	Brian Michael Brown - Officer	Tax withholding / forfeiture	Common Stock	27^{footnote F2}	$10.89	$294
Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR
Jun 1, 2026	Jeff Epstein - Director	Grant or award	Common Stock	16,493^{footnote F2}	$11.52	$190K
Footnote F2 (shares): 100% of the RSUs will vest on June 1, 2027, following the Reporting Person's continued service with the Issuer as of that vesting date.
Jun 1, 2026	John Chi On Ho - Director	Grant or award	Common Stock	16,493^{footnote F2}	$11.52	$190K
Footnote F2 (shares): 100% of the RSUs will vest on June 1, 2027, following the Reporting Person's continued service with the Issuer as of that vesting date.
Jun 1, 2026	Jeff Teper - Director	Grant or award	Common Stock	16,493^{footnote F2}	$11.52	$190K
Footnote F2 (shares): 100% of the RSUs will vest on June 1, 2027, following the Reporting Person's continued service with the Issuer as of that vesting date.

Recent AVPT Form 8-K filings

Read AVPT company news

Aug 6, 2026Item 2.02, 9.01

Read the filing on SEC EDGAR

May 7, 2026Item 5.07

Read the filing on SEC EDGAR

May 7, 2026Item 2.02, 9.01

Read the filing on SEC EDGAR

Feb 26, 2026Item 2.02, 9.01

Read the filing on SEC EDGAR

Recent AVPT Form 144 notices of proposed sale

An insider files Form 144 before selling restricted or control stock. It announces a planned sale. If the sale goes ahead, it shows up later on a Form 4.

Filed	Filer	Relationship	Shares	Market value	Notice
Oct 6, 2026	Brown Brian Michael	Officer	28,894	$438K	View on EDGAR
Sep 30, 2026	Brown Brian Michael	Officer	10,000

AVPT insider trading FAQ

What is the latest insider trade for AVPT?

AvePoint, Inc. (AVPT) had 15 insider filings in the last 90 days, with the most recent on 2026-10-08. The full record for AVPT runs to 112 Form 4 filings, the earliest from 2024-10-01. InsiderAlpha adds new Form 4, Form 144 and 8-K filings as they arrive from SEC EDGAR.

How many insiders are buying AVPT stock?

No insider purchases of AVPT were filed in the last 90 days.

How many insiders are selling AVPT stock?

7 insider sales of AVPT were filed in the last 90 days, totaling $1.83M.

Where can I see AVPT SEC filings (Form 4, 10-K, 10-Q, 8-K)?

This page collects AVPT Form 4 insider transactions, Form 144 sale notices and 8-K filings in one place. Annual 10-K and quarterly 10-Q reports live on the company's SEC EDGAR page.

More Information Technology companies with insider activity

Recent insider filings

The EDGAR links open each original Form 4, so you can check any number on this page against the filing it came from.

Oct 8, 2026 - Brian Michael Brown view on EDGAR
Oct 2, 2026 - Brian Michael Brown view on EDGAR
Sep 25, 2026 - Brian Michael Brown view on EDGAR
Sep 15, 2026 - Tianyi Jiang view on EDGAR
Sep 15, 2026 - Xunkai Gong view on EDGAR
Sep 15, 2026 - James Caci view on EDGAR
Sep 15, 2026 - Brian Michael Brown view on EDGAR
Sep 9, 2026 - Tianyi Jiang view on EDGAR
Sep 9, 2026 - Xunkai Gong view on EDGAR

Related companies with recent insider activity

Learn more

Insider selling: signal or noise?: Why most insider sales are routine, and the few patterns worth a second look.
Form 144 vs Form 4: A Form 144 announces a planned sale; the Form 4 reports it after it happens.
Insider activity in Information Technology: Where AVPT's peers are being bought and sold.
Every recent Form 4: The market-wide feed, updated as filings arrive from SEC EDGAR.

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Form 4 transaction type

Transactions

Total value

Open-market sale

128,894

$1.83M

Tax withholding / forfeiture

40,493

Bona-fide gift

36,000

Date

Insider

Transaction

Security

Price

Value

Oct 6, 2026

Brian Michael Brown - Officer

Open-market sale

Common Stock

28,894^{footnote F1}

$15.15

$438K

Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.

Sep 30, 2026

Brian Michael Brown - Officer

Open-market sale

Common Stock

10,000^{footnote F1}

$14.11

$141K

Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.

Sep 23, 2026

Brian Michael Brown - Officer

Open-market sale

Common Stock

10,000^{footnote F1}

$13.07

$131K

Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.

Sep 11, 2026

Tianyi Jiang - Officer

Tax withholding / forfeiture

Common Stock

2,914^{footnote F2}

$12.66

$37K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Sep 11, 2026

Xunkai Gong - Officer

Tax withholding / forfeiture

Common Stock

3,137^{footnote F2}

$12.66

$40K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Sep 11, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

6,120^{footnote F2}

$12.66

$77K

Sep 14, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

2,517^{footnote F2}

$13.60

$34K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Sep 11, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

5,010^{footnote F2}

$12.66

$63K

Sep 14, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

1,875^{footnote F2}

$13.60

$26K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Sep 4, 2026

Tianyi Jiang - Officer

Tax withholding / forfeiture

Common Stock

968^{footnote F2}

$13.43

$13K

Sep 4, 2026

Tianyi Jiang - Officer

Tax withholding / forfeiture

Common Stock

3,422^{footnote F2}

$13.43

$46K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Sep 4, 2026

Xunkai Gong - Officer

Tax withholding / forfeiture

Common Stock

1,041^{footnote F2}

$13.43

$14K

Sep 4, 2026

Xunkai Gong - Officer

Tax withholding / forfeiture

Common Stock

3,683^{footnote F2}

$13.43

$49K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Sep 4, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

388^{footnote F2}

$13.43

$5K

Sep 4, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

1,369^{footnote F2}

$13.43

$18K

Sep 4, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

3,957^{footnote F2}

$13.43

$53K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Sep 4, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

277^{footnote F2}

$13.43

$4K

Sep 4, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

981^{footnote F2}

$13.43

$13K

Sep 4, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

2,834^{footnote F2}

$13.43

$38K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Sep 1, 2026

Tianyi Jiang - Officer

Gift

Common Stock

36,000^{footnote F2}

$13.50

$486K

Footnote F2 (shares): Exempt transaction consisting of a charitable gift to Cornell University (the "Gift") and which involves no payment of consideration by the recipient. The Gift is the third of five to be gifted annually through June 30, 2028, with each installment in an amount not less than… Full note on SEC EDGAR

Aug 27, 2026

Brian Michael Brown - Officer

Open-market sale

Common Stock

60,000^{footnote F1}

$14.20

$852K

Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.

Aug 24, 2026

Brian Michael Brown - Officer

Open-market sale

Common Stock

10,000^{footnote F1}

$13.30

$133K

Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.

Jul 28, 2026

Brian Michael Brown - Officer

Open-market sale

Common Stock

4,824^{footnote F1}

$13.08

$63K

Jul 29, 2026

Brian Michael Brown - Officer

Open-market sale

Common Stock

5,176^{footnote F1}

$13.06

$68K

Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.

Jul 14, 2026

Brian Michael Brown - Officer

Open-market sale

Common Stock

8,369^{footnote F1}

$13.00

$109K

Jul 15, 2026

Brian Michael Brown - Officer

Open-market sale

Common Stock

31,631^{footnote F1}

$13.18

$417K

Footnote F1 (shares): The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.

Jun 18, 2026

Brian Michael Brown - Officer

Option exercise

Common Stock

50,492

$10.41

$526K

Jun 18, 2026

Brian Michael Brown - Officer

Option exercise

Stock Option (Right to Buy)

50,492

$0.00

Jun 22, 2026

Xunkai Gong - Officer

Option exercise

Stock Option (Right to Buy)

205,913

$0.00

Jun 22, 2026

Xunkai Gong - Officer

Option exercise

Stock Option (Right to Buy)

743,529

$0.00

Jun 22, 2026

Xunkai Gong - Officer

Option exercise

Common Stock

205,913

$9.97

$2.05M

Jun 22, 2026

Xunkai Gong - Officer

Option exercise

Common Stock

743,529

$9.97

$7.41M

Jun 12, 2026

Tianyi Jiang - Officer

Tax withholding / forfeiture

Common Stock

2,914^{footnote F2}

$10.87

$32K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Jun 12, 2026

Xunkai Gong - Officer

Tax withholding / forfeiture

Common Stock

3,788^{footnote F2}

$10.87

$41K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Jun 12, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

6,120^{footnote F2}

$10.87

$67K

Jun 12, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

2,517^{footnote F2}

$10.87

$27K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Jun 12, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

5,010^{footnote F2}

$10.87

$54K

Jun 12, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

1,875^{footnote F2}

$10.87

$20K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Jun 5, 2026

Tianyi Jiang - Officer

Tax withholding / forfeiture

Common Stock

3,423^{footnote F2}

$10.74

$37K

Jun 5, 2026

Tianyi Jiang - Officer

Tax withholding / forfeiture

Common Stock

969^{footnote F2}

$10.74

$10K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Jun 5, 2026

Xunkai Gong - Officer

Tax withholding / forfeiture

Common Stock

1,259^{footnote F2}

$10.74

$14K

Jun 5, 2026

Xunkai Gong - Officer

Tax withholding / forfeiture

Common Stock

4,449^{footnote F2}

$10.74

$48K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Jun 5, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

388^{footnote F2}

$10.74

$4K

Jun 5, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

3,957^{footnote F2}

$10.74

$42K

Jun 5, 2026

James Caci - Officer

Tax withholding / forfeiture

Common Stock

1,369^{footnote F2}

$10.74

$15K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Jun 5, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

2,835^{footnote F2}

$10.74

$30K

Jun 5, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

981^{footnote F2}

$10.74

$11K

Jun 5, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

278^{footnote F2}

$10.74

$3K

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Jun 4, 2026

Brian Michael Brown - Officer

Tax withholding / forfeiture

Common Stock

27^{footnote F2}

$10.89

$294

Footnote F2 (shares): Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent… Full note on SEC EDGAR

Jun 1, 2026

Jeff Epstein - Director

Grant or award

Common Stock

16,493^{footnote F2}

$11.52

$190K

Footnote F2 (shares): 100% of the RSUs will vest on June 1, 2027, following the Reporting Person's continued service with the Issuer as of that vesting date.

Jun 1, 2026

John Chi On Ho - Director

Grant or award

Common Stock

16,493^{footnote F2}

$11.52

$190K

Footnote F2 (shares): 100% of the RSUs will vest on June 1, 2027, following the Reporting Person's continued service with the Issuer as of that vesting date.

Jun 1, 2026

Jeff Teper - Director

Grant or award

Common Stock

16,493^{footnote F2}

$11.52

$190K

Footnote F2 (shares): 100% of the RSUs will vest on June 1, 2027, following the Reporting Person's continued service with the Issuer as of that vesting date.

Filed

Filer

Relationship

Market value

Notice

Oct 6, 2026

Brown Brian Michael

Officer

28,894

$438K

View on EDGAR

Sep 30, 2026

Brown Brian Michael

Officer

10,000